IES NCSER FY2017

Connecting Research, Policy and Practice FY  2017  Special  Educa4on  Research     Grants  Compe44on     (CFDA  84.324A...

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Connecting Research, Policy and Practice

FY  2017  Special  Educa4on  Research     Grants  Compe44on     (CFDA  84.324A)   Jacquelyn  A.  Buckley    Ph.D.,  Ka4e  Taylor,  Ph.D.,  &  Amy  Sussman,  Ph.D.   Program  Officers   Na/onal  Center  for  Special  Educa/on  Research  

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Organiza/onal  Structure  of  IES   Office  of  the   Director   Standards  &   Review  Office  

Na4onal   Center  for   Educa4on   Evalua4on     ies.ed.gov

Na4onal   Center  for   Educa4on   Research   (NCER)  

Na4onal   Center  for   Educa4on   Sta4s4cs     2 2  

Na4onal  Board   for  Educa4on   Sciences  

Na4onal  Center   for  Special   Educa4on   Research   (NCSER)  

Missions  of  the  Research  Centers   •  NCSER   –  Sponsors  a  rigorous  and  comprehensive  program  of   special  educa/on  research  designed  to  expand  the   knowledge  and  understanding  of  infants,  toddlers,  and   students  with  or  at  risk  for  disabili/es  from  birth  through   high  school  

•  NCER   –  Supports  rigorous  research  that  addresses  the  na/on’s   most  pressing  educa/on  needs,  from  early  childhood  to   adult  educa/on   ies.ed.gov

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Objec/ves  of  the  Research     Grant  Programs   •  Develop  or  iden/fy  educa/on  interven/ons   (prac/ces,  programs,  policies,  and  approaches)     –  that  enhance  academic  achievement   –  that  can  be  widely  deployed  

•  Iden/fy  what  does  not  work  and  thereby  encourage   innova/on  and  further  research   •  Understand  the  processes  that  underlie  the   effec/veness  of  educa/on  interven/ons  and  the   varia/on  in  their  effec/veness   ies.ed.gov

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NCSER’s  Primary  Grants  Program   •  84.324A  Special  Educa/on  Research  Grants   •  In  2017,  this  program  focuses  specifically  on  teachers   and  other  instruc3onal  personnel  responsible  for   educa/ng  students  with  or  at  risk  for  disabili/es.     •  NCSER  is  focusing  this  par/cular  compe//on  due  to:   –  A  limited  budget  for  FY  2017   –  A  cri/cal  need  for  addi/onal  research                                                             in  this  area     ies.ed.gov

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General  Requirements:     Teacher  and  Student  Sample   •  Teachers  and  other  instruc3onal  personnel   responsible  for  educa/ng  students  with  or  at  risk  for   disabili3es  can  include:   –  For  infants,  toddlers,  and  preschoolers:  early  interven/on   specialists,  teachers,  school  or  center-­‐based  staff,  family   child  care  providers,  related  services  personnel,  or  other   (para)professionals  who  provide  educa/on  or  early   interven/on  services  for  children  with  or  at  risk  for   disabili/es   –  For  K-­‐12:  teachers  and  other  instruc/onal  personnel  (e.g.,   paraprofessionals)  who  provide  instruc/on  to  students  with   or  at  risk  for  disabili/es       ies.ed.gov

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General  Requirements:     Teacher  and  Student  Sample   •  As  always  for  NCSER  grants,  if  you  plan  to  focus  on   teachers  of  students  at  risk  for  a  disability,  present   evidence  of  an  associa/on  between  risk  factors  in  your   proposed  student  sample  and  the  specific  disabili/es   that  the  students  are  at  risk  for  developing.   •  Across  all  topics,  you  may  study  teachers  and   instruc3onal  personnel  who  serve  students  with  and   without  disabili3es  in  the  same  classroom.     ies.ed.gov

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General  Requirements:     Teacher  Outcomes   •  Knowledge:  factual  informa/on,  concepts,   theories,  and  principles    

AND/OR   •  Skills:  behaviors  that  facilitate  student   learning      

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General  Requirements:     Teacher  Outcomes   Teachers  and/or  other  instruc3onal  personnel   must  be  the  target  of  your  study!     •  Proposals  to  study  only  teachers’  ability  to   implement  a  specific  student-­‐level  interven/on  or   curriculum,  where  teachers  deliver  the  interven/on   but  are  not  themselves  a  target  of  the  research   study,  will  be  non-­‐responsive  to  the  RFA.  

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General  Requirements:     Student  Outcomes   •  Student  educa/on  outcomes  should:   – align  with  your  theory  of  change   – be  directly  or  indirectly  impacted  by   changes  in  teacher  and/or  instruc/onal   personnel  knowledge  and  skills     – include  both  proximal  and  distal  outcomes   (when  possible)  

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General  Requirements:     Student  Outcomes   Age/Grade  

Outcome  

Infants  and   toddlers  

•  Developmental  outcomes  

Preschool  

•  Developmental  outcomes   •  School  readiness  

Kindergarten  –   Grade  12  

•  Achievement  in  core  academic  content   (reading,  wri/ng,  mathema/cs,  science),   •  Social  skills  and  behaviors  that  support   educa/on  and  post-­‐school  success   •  Func/onal  outcomes  that  improve   educa/onal  results  and  transi/ons  to   employment,  independent  living,  and   postsecondary   educa/on   11  

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General  Requirements:     Authen/c  Educa/on  Sebng   For  infants  and  toddlers:   –  Homes   –  Child  care     –  Natural  sebngs  for  early   interven/on  services         For  preschoolers:   –  Homes   –  Child  care     –  Preschool  programs   –  Natural  sebngs  for  early   childhood  special  educa/on   services       ies.ed.gov

For  K-­‐12:     –  Schools  and  alterna/ve  school   sebngs     –  School  systems   –  Homes  (provided  the   interven/on  is  school-­‐based)     –  Sebngs  that  deliver   supplemental  educa/on  services   –  Sebngs  that  deliver  direct   student  services     –  Career  and  Technical  Educa/on   Centers  affiliated  with  schools  or   school  systems   12  

General  Requirements:     Research  Topics  and  Goals   •  In  2017,  the  Special  Educa/on  Research  Grants   program  maintains  its  topic  and  goal  structure.     •  As  in  past  years,  your  applica/on  must  be  directed  to   1  of  11  research  topics  and  1  of  5  research  goals.   •  NCSER  is  restric3ng  the  focus  within  each  topic  and   goal  to  research  on  teachers  and  other  instruc3onal   personnel.         ies.ed.gov

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Research  Topics     •  •  •  •  •  • 

Au/sm  Spectrum  Disorders   Cogni/on  and  Student  Learning  in  Special  Educa/on   Early  Interven/on  and  Early  Learning  in  Special  Educa/on   Families  of  Children  with  Disabili/es   Mathema/cs  and  Science  Educa/on   Professional  Development  for  Teachers  and  Other  Instruc/onal   Personnel   Reading,  Wri/ng,  and  Language  Development   Social  and  Behavioral  Outcomes  to  Support  Learning   Special  Educa/on  Policy,  Finance,  and  Systems   Technology  for  Special  Educa/on   Transi/on  Outcomes  for  Secondary  Students  with  Disabili/es  

•  •  •  •  •   ies.ed.gov

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Research  Goals   1.  Explora/on     2.  Development  &  Innova/on   3.  Efficacy  &  Replica/on   4.  Effec/veness   5.  Measurement  

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Explora/on  Goal   •  Iden/fy  malleable  factors  associated  with  teacher  and/or   other  instruc/onal  personnel  outcomes  and  corresponding   student  outcomes   •  Iden/fy  factors  and  condi/ons  that  may  mediate  or  moderate   these  rela/onships   •  Possible  methodological  approaches   –  Primary  data  collec/on  and  analyses   –  Secondary  data  analyses   –  Meta-­‐analyses   –  Combina/on  of  the  above  

Malleable  factors:   things  that  can  be   changed  by  the   educa/on  system  to   improve  teacher   outcomes  and   subsequent  student   outcomes.  

*Goal  1  projects  can  focus  on  pre-­‐service  teachers   ies.ed.gov

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Development  &  Innova/on  Goal     •  Develop  an  innova/ve  interven/on  OR  improve   exis/ng  educa/on  interven/ons   • 

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Interven3ons:  wide  range  of   AND  collect  data  on  its  usability,            professional                                    d  evelopment                         ac/vi/es,  technology  tools,   feasibility,  and  fidelity  of                                        and              p  rac/ces,                     programs,  and   implementa/on  in  authen/c                          policies                        implemented                                 at  the   teacher,  school,  district,   educa/on  sebngs     state,  or  federal  level  to   improve  teacher  and/or   AND  collect  pilot  data  on                                      instruc/onal                                    p    ersonnel               outcomes  and  subsequent   teacher  and  student  outcomes   student  educa/on  outcomes  

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Theory  of  Change  

Target   popula/on  of   teachers  and/ or  other   instruc/onal   personnel  

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Interven/on   Component  1   Component  2  

Teacher  and/or   other   instruc/onal   personnel   outcomes  

Component  3  

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Student   educa/on   outcomes  

Efficacy  &  Replica/on  Goal   •  Evaluate  the  efficacy  of  a  fully  developed  interven/on  for   improving    teacher  and/or  instruc/onal  personnel  outcomes   and  student  educa/on  outcomes  under  rou/ne  or  ideal   condi/ons   OR  

•  Generate  addi/onal  evidence  for  an  efficacious  interven/on  by   directly  replica/ng  or  varying  the  original  condi/ons     OR  

•  Gather  follow-­‐up  data  examining  the  longer  term  effects  of  an   efficacious  interven/on   OR  

•  Analyze  retrospec/ve  (historical)  secondary  data  to  test  the   efficacy  of  an  interven/on  implemented   in  the  past   19   ies.ed.gov

Efficacy  &  Replica/on  Goal   •  Replica/on  studies  can  replicate  an  interven/on  that  previously   showed  beneficial  impacts  for  teachers  and/or  instruc/onal   personnel  only,  as  long  as  the  current  study  measures  both   teacher  and  student  educa/on  outcomes      

•  Efficacy  follow-­‐up  studies  can:   –  Follow  teachers  and/or  instruc/onal  personnel  who  took  part  in  the   original  study  in  later  years,  when  they  are  not  receiving  the  interven/on   –  Follow  students  who  were  taught  by  teachers  and/or  other  instruc/onal   personnel  targeted  in  the  original  study     *Note:  The  original  interven
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Research  Design   •  Designs  for  Efficacy/Replica/on  projects  can  include:   –  Randomized  controlled  trials     •  Sequen/al,  Mul/ple  Assignment,  Randomized   Trials  (SMARTs)  can  be  used  to  evaluate  an   adap/ve  treatment     –  Regression  discon/nuity  designs     –  Single-­‐case  experimental  designs     –  Quasi-­‐experimental  designs  (when  randomiza/on  is   not  possible)  

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Effec/veness  Goal   •  Evaluate  whether  a  fully  developed  interven/on  that   has  evidence  of  efficacy  and  produces  beneficial   impacts  on  teacher  and/or  instruc/onal  personnel   outcomes  and  subsequent  student  outcomes  when   implemented  under  rou3ne  condi3ons  through  an   independent  evalua3on   •  Prior  to  submibng  an  effec/veness  proposal,  at  least   one  efficacy  study  of  the  interven/on  with  beneficial   and  prac/cal  impacts  on  teacher  and  student   outcomes  must  have  been  completed   ies.ed.gov

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Effec/veness  Goal   •  You  may  propose  an  Effec/veness  Follow-­‐up  study  to   determine  the  long-­‐term  impacts  of  an  interven/on  for   teachers  and/or  instruc/onal  personnel  who  showed  beneficial   results  during  a  previous  Effec/veness  study   •  You  may  not  propose  a  Retrospec4ve  study  under  the   Effec/veness  goal   •  The  requirements  and  recommenda/ons  for  the  Research  Plan   are  the  same  as  those  for  Efficacy/Replica/on  except  single-­‐ case  experimental  designs  are  not  allowed  as  your  primary   research  design  in  an  Effec3veness  study   ies.ed.gov

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Measurement  Goal   •  Development  of  new  assessments  or  refinement  of   exis/ng  assessments,  and  the  valida/on  of  these   assessments   OR   •  Valida/on  of  exis/ng  assessments  for  specific   purposes,  contexts,  and  popula/ons      

•  You  must  link  the  measure  to  teacher  and/or   instruc3onal  personnel  outcomes  and  subsequent   student  outcomes   ies.ed.gov

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What  is  the  research   ques4on? All  applica/ons  to  the   Special  Educa/on   Research  Grants   program,  regardless  of   topic  and  goal,  must   focus  on  teachers  and   other  instruc/onal   personnel.     Note:  The  Ins/tute  will   NOT  accept  applica/ons   that  propose  only  to   study  teachers’  ability   to  implement  a  specific   student-­‐level   interven/on  or   curriculum  where   teachers  deliver  the   interven/on  but  are  not   themselves  the  target  of   the  interven/on.

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Who  are  the  focal  teachers   and/or  other  instruc4onal   personnel? Must  be  responsible  for   educa/ng  students  with  or  at   risk  for  disabili/es. For  Infants,  toddlers,  and   preschool  children:  early   interven/on  (EI)  specialists,   teachers,  school  or  center-­‐ based  staff,  family  child   care  providers,  related   services  personnel,  or   other  (para)professionals   who  provide  educa/on  or   EI  services.                                               For  K-­‐12:  does  not  include   related  services  personnel. Can  include  pre-­‐service   teachers  in  Goal  1,   explora/on  projects  only. 25  

What  are  the  outcomes  of   interest? For  teachers  and/or   instruc/onal  personnel:   knowledge  and/or  skills   that  help  them  improve   student  outcomes.

For  students:  educa/on   outcomes  that  are   directly  or  indirectly   impacted  by  changes  in   teacher  and/or   instruc/onal  personnel   outcomes.

FY  2017  Maximum  Award  Amounts   Maximum  Grant   Award

Research  Goal

Maximum  Grant  Dura4on

Explora4on

Secondary  data  analysis  only:   $600,000 2  years Primary  data  collec/on  &   $1,400,000 analysis:  4  years

Development  &  Innova4on

4  years

$1,400,000

Efficacy  &  Replica/on:  4  years $3,300,000 Efficacy  &  Replica4on

Effec4veness Measurement ies.ed.gov

Follow-­‐up:  3  years

$1,100,000

Retrospec/ve:  3  years

$700,000

Effec/veness:  5  years

$3,800,000

Follow-­‐up:  3  years

$1,400,000

4  years

$1,400,000

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Important  Dates   Leaer  of  Intent   Due  Date   (iesreview.ed.gov)  

Applica4on   Package   Posted   (Grants.gov)  

Applica4on   Deadline   (Grants.gov)  

Start  Dates  

May  5,  2016  

May  5,  2016  

August  4,  2016   4:30:00  PM  DC   Time  

July  1,  2017   to   Sept  1,  2017  

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Example  Goal  1  Project  Aligned  with     2017  Focus   •  Secondary  data  analysis  to  determine  the  poten/al   impact  of  quan/ty  and  content  of  pre-­‐service  and  in-­‐ service  teacher  training  experiences  on  student   outcomes.     •  Sugges/ons  for  best  prac/ces  for  preparing  teachers   to  teach  students  with  disabili/es     •  hmp://ies.ed.gov/funding/grantsearch/details.asp? ID=558     ies.ed.gov

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Example  Goal  2  Project  Aligned  with     2017  Focus   •  Development  and  tes/ng  of  a  professional  development   program  that  addresses  the  knowledge,  skills,  and  beliefs   that  teachers  need  to  improve  outcomes  for  students  with   ADHD   •  Professional  development  includes:   –  –  –  – 

Ac/vi/es  to  enhance  knowledge  of  ADHD  research  &  interven/ons   Opportuni/es  to  implement  interven/ons  and  receive  feedback   Supports  for  data-­‐based  decision  making   Individualized  problem-­‐solving  discussions  about  barriers  to   intervening  with  students  with  ADHD  

•  hmp://ies.ed.gov/funding/grantsearch/details.asp?ID=1361     ies.ed.gov

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Example  Goal  3  Project  Aligned  with     2017  Focus   •  Randomized  controlled  trial  to  determine  the  efficacy  of  a   professional  development  program  to  improve  teachers’   use  of    embedded  instruc/on  and  outcomes  of  preschool   children  with  disabili/es   •  Comparison  of  two  types  of  coaching  within  the  program:   on-­‐site  coaching  versus  web-­‐based  self  coaching   •  Professional  development  includes:   –  –  –  –   

Workshops  with  demonstra/ons  and  opportuni/es  to  prac/ce   Teacher  implementa/on  guides  and  materials   A  mul/-­‐media  website  with  in-­‐depth  informa/on  on  embedded  instruc/on     Coaching  

•  hmp://ies.ed.gov/funding/grantsearch/details.asp?ID=1619   ies.ed.gov

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Example  Goal  5  Project  Aligned  with     2017  Focus   •  Development  and  valida/on  of  a  special  educa/on   teacher  observa/on  measure  designed  to  evaluate  and   improve  instruc/onal  prac/ce  delivered  to  students  with   disabili/es    

•  The  observa/on  measure  will  assess  common  features  of   sound  instruc/onal  prac/ce  and  teachers’   implementa/on  of  evidence-­‐based  instruc/onal   prac/ces  appropriate  for  students  with  disabili/es   •  hmp://ies.ed.gov/funding/grantsearch/details.asp? ID=1629     ies.ed.gov

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Commonly  Asked  Ques/ons   •  Can  I  propose  to  do  any  laboratory  research?     –  Yes,  a  limited  amount  of  laboratory  research  can  also  be                   done  under  Goals  1,  2,  and  5;  however,  you  may  not                     propose  to  conduct  100%  of  your  research  in  the  laboratory.     •  Can  I  propose  to  develop  and/or  test  a  student-­‐level  interven4on?   –  No,  applica/ons  under  Goals  2,  3,  and  4,  must  propose  to   develop  and/or  evaluate  interven/ons  that  directly  target   teachers  and/or  other  instruc/onal  personnel.   •  Can  I  resubmit  a  previous  applica4on  that  was  not  funded?   –  Yes,  however,  you  must  alter  the  previous  applica/on  so  that   the  focus  is  on  teachers  and  instruc/onal  personnel.  In  addi/on,   you  must  describe  the  changes  in  Appendix  A  at  the  end  of  the   project  narra/ve.     ies.ed.gov

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Commonly  Asked  Ques/ons   •  Can  I  focus  on  pre-­‐service  teachers?     –  Yes,  NCSER  will  support  exploratory  (i.e.,  Goal  1)  research                                 involving  pre-­‐service  teachers  under  any  topic.   •  Can  I  focus  on  related  services  personnel  (e.g.,  speech-­‐language   pathologists,  audiologists,  interpreters,  school  psychologists,  counselors,   physical  therapists,  occupa4onal  therapists,  social  workers)  who  serve   students  K-­‐12?   –  No,  research  focused  on  related  services  personnel  for  students  in   K-­‐12  will  not  be  accepted.  You  can  propose  research  focused  on   related  services  personnel  for  infants,  toddlers,  and  preschoolers.     •  Can  parents  and  students  be  considered  other  instruc4onal  personnel?   –  No,  other  instruc/onal  personnel  include  (para)professionals  who  are   responsible  for  educa/ng  students  with  or  at  risk  for  disabili/es.   ies.ed.gov

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Finding  Applica/on  Packages  

FY  2017  Applica/on  Packages  are  available  on   www.grants.gov      

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Review  Applica/on  Requirements   q  Request  for  Applica/ons   q Currently  available  at  hap://ies.ed.gov/funding      

q Applica/on  Package   q Currently  available  at  www.grants.gov    

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Peer  Review  Process   •  Applica/ons  are  reviewed  for  compliance  and   responsiveness  to  the  RFA   •  Applica/ons  that  are  compliant  and  responsive  are   assigned  to  a  review  panel   •  Two  or  three  panel  members  conduct  a  primary   review  of  each  applica/on   •  At  panel  mee/ng,  the  most  compe//ve  applica/ons   are  reviewed  by  full  panel   ies.ed.gov

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No/fica/on  Process   •  All  applicants  will  receive  e-­‐mail  no/fica/on  that  the   following  informa/on  is  available  via  the  Applicant   No/fica/on  System  (ANS):   •  Status  of  the  applica/on   •  Reviewer  summary  statements   •  If  you  are  not  granted  an  award  the  first  /me,  plan   on  resubmibng,  and  talk  to  your  Program  Officer  

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Resources  for  Researchers   •  Visit  links  for  faculty  and  researchers  on  IES  website   •  Review  past  webinars  and  par/cipate  in  webinars  for   the  FY  2017  compe//ons   •  Sign  up  for  the  IES  Newsflash!  

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When  Wri/ng  a  Grant  Applica/on   •  Read  the  Request  for  Applica/ons  carefully   –  hmp://ies.ed.gov/funding    

•  Look  at  abstracts  of  funded  projects   –  hmp://ies.ed.gov/ncser/projects      

•  Take  part  in  IES  webinars   –  hmp://ies.ed.gov/funding/webinars/index.asp    

•  Discuss  your  research  idea  with  a  program  officer   –  Email  a  synopsis  and  schedule  a  /me  for  a  call   –  Email  short  ques/ons     ies.ed.gov

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Helpfulness  of  the  Program  Officer   •  Contact  Program  Officers  early  in  the  process  and  share   your  research  ques/ons  and  theory  of  change  to:   –  Determine  whether  your  aims  fit  within  the  2017  focus   on  teachers  and/or  other  instruc/onal  personnel   –  Ensure  you  are  submibng  to  the  correct  compe//on,   topic,  and  goal     –  Springboard  further  discussion     Don’t  be  afraid  to  contact  us!     ies.ed.gov

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For  More  Informa/on   hap://ies.ed.gov/funding    

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Jacquelyn  Buckley   [email protected]       Ka/e  Taylor   [email protected]       Amy  Sussman   [email protected]       45 4 5