Internal audit for Financial institutions WeiserMazars. Exactly Right. As one of the nation’s leading accounting firms, WeiserMazars provides the resources, experience and global expertise to help you adapt in a dynamically changing business landscape.
internal audit Internal audit is critical for financial institutions. Failing to maintain effective, efficient internal controls can have costly consequences for your organization. WeiserMazars is adept at handling even the most difficult controls challenges. We provide value-added services to financial institutions of all kinds, helping you to improve business processes and controls, information technology and strategic initiatives.
We give you a strategic advantage in today’s volatile markets. Perform Comprehensive Risk Assessment and Develop an Integrated Audit Plan
This enables us to determine audit scope, audit frequency and allocation of audit resources. It confirms the organization’s audit risk annually. Conduct Planned Audits
Our Partners specialize in serving the banking sector and understand your unique needs. Our depth of experience in outsourced and co-sourced internal audits and compliance allows us to create an audit approach that will add value to your organization and be acceptable to regulatory authorities. We work closely with you, learning your particular business risks so that we target the right risk areas and make the most of our pool of experts. Each member of our team of highly trained professionals has, at minimum, 15 years of experience delivering audit services to the banking industry. We are familiar with the intricacies of bank operations, products and business lines.
WeiserMazars LLP is an independent member firm of Mazars Group.
Our experts evaluate internal control efficacy through a thorough review of people, processes and controls. Report to Corporate Governance Oversight
Our in-depth reports cover the scope of the audit, specific observations, audit ratings and any comments on corrective actions. Monitor Audit Findings
We diligently monitor audit findings to ensure timely resolution. Provide Value-Added Services We can assist in the evaluation of ongoing operations and perform in-depth reviews of specific areas of concern.
our proven methodology
Our comprehensive services
Our proven methodology provides a high quality internal audit solution at a reasonable cost. We begin by evaluating the people within your organization, the business processes, the accounting systems and the control procedures. Then, we work with senior management to create and implement a custom audit program that best serves your needs.
Internal Audit Services
Our internal audit services are performed in accordance with the professional standards promulgated by The Institute of Internal Auditors (IIA). They comply with COSO and COBIT frameworks and we meet the requirements specified by the FFIEC Interagency Guidance on the Internal Auditing and Outsourcing (FFIEC Guidance). We deliver a higher level of expertise, diligence and cost control to our clients.
§§ Strategic Advisors for Governance, Compliance and Regulatory Matters §§ Risk Assessment Modeling and Evaluation §§ Audit Plan Development §§ Manage, Support or Perform the Internal Audit Function §§ Assess People, Organizational Processes and the Internal Control Environment for All Functional Areas Information Technology Audit Services
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Risk Evaluation of the EDP Environment Data Center Controls Evaluation Disaster Recovery Plans and Procedures Electronic Banking and the Internet/Intranet Control Environment §§ Review Compliance with GLBA and Business Continuity Sarbanes-Oxley and FDICIA
§§ Assist with Documentation, Evaluation, Implementation and Testing of the Program Other Consulting Services
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Visit us on www.weisermazars.com
CONTACTs John F. White Principal (P) 212.375.6795 (Email)
[email protected]
Assistance in Remediating Regulatory Sanctions Quality Assessment Reviews Conducting Special Audits in Area of BSA/AML Credit Risk Management Services Loan Reviews and AIII Validation
John E. Palmer Principal (P) 954.806.1863 (Email)
[email protected]
WeiserMazars LLP is an independent member firm of Mazars Group.
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